606 Disclosure

Securities and Exchange Commission Rule 606 of Regulation NMS requires all broker-dealers to make publicly available a quarterly report with regard to their order routing practices for non-directed orders. The Rule excludes from the quarterly report those orders that are directed by a customer to a particular exchange or market for execution.

GoogleTrade’s report is available on the SEC 606 Rule Disclosure page. Click on the appropriate quarter below to access the data for the relevant time period.

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